Sedex Compliance Audit Certification

Sedex SMETA Certification

Sedex SMETA certification (Sedex Members Ethical Trade audit) is a broadly perceived ethical audit procedure and a confirmation cycle created by Sedex, a worldwide non-benefit association committed to driving enhancements in moral and capable strategic policies in supply chains.


This platform is for suppliers to share one audit with multiple customers, meeting multiple requirements and reducing duplication. In order to use the platform, companies must register as a member to Sedex Compliance Audit and add their Sites of Employment in the system.

Here are key aspects of the Sedex SMETA Certification:

Ethical Trade Audit

Sedex SMETA certification is a review approach intended to survey and review ethical trade practices inside a production network. It covers different parts of social and moral obligation, including work norms, wellbeing and security, climate, what’s more, business morals.

Sedex (Supplier Ethical Data Exchange)

Sedex certification is a cooperative stage where associations can share and access moral production network information. The Sedex stage permits organizations to store, offer, and report on data connected with work practices, wellbeing and security, the climate, and business morals.

SMETA Methodology

SMETA certification is an exhaustive review system that envelops different mainstays of moral exchange. It incorporates components connected with work principles (like working hours, wages, and business conditions), wellbeing and wellbeing, climate, and business trustworthiness.

Key Focus Areas

SMETA certification reviews commonly center around key regions, for example, work freedoms, wellbeing and security rehearses, ecological effect, and business morals. These reviews are intended to evaluate consistency with nearby and global norms, including work regulations and worldwide shows.

Continuous Improvement

The Sedex SMETA certification Confirmation is definitely not a one-time accomplishment yet a continuous obligation to moral and mindful business rehearses. Associations are urged to consistently further develop their inventory network with the executives and address any recognized issues.

Transparency and Collaboration

Sedex certification advances straightforwardness and cooperation in the store network. The Sedex stage permits providers and purchasers to share review reports and other pertinent data, cultivating a cooperative way to deal with working on moral guidelines.

Global Recognition

Sedex SMETA certification is broadly perceived universally, and the certificate demonstrates a pledge to moral exchange rehearses. Many organizations require their providers to go through SMETA certification reviews to guarantee adherence to mindful and feasible strategic approaches.

What is Sedex 2 Pillar vs 4 Pillar?

Sedex (Provider Moral Information Trade) certification offers two principal audit structures: 2-Pillar of support and 4-Pillar. These Structures allude to the number of support Pillar or key areas of concentration inside the moral review. Every support pillar addresses a particular part of an organization’s moral and social obligation in its production network. Here is an outline of Sedex 2-Pillar of support and 4-Pillar Support reviews:

2-Pillar Audit

1. Labor Standards: The primary aim of the 2-Pillar Support review essentially revolves around working rules and regulation. This generates points like working circumstances and conditions, working hours, compensation and wages , work contracts, and other work related practices.


2. Health and Safety: The subsequent point of support tends to happiness, satisfaction and security and safety problems in the work environment. It evaluates whether the work space is protected, whether satisfactory wellbeing measures are set up, and whether representatives are prepared on security conventions.


Key Features of Sedex 2 Pillar Audit:


1. Focus: Basically on work guidelines and wellbeing and security.


2. Simplicity: A smoothed out review structure reasonable for organizations looking for a more direct evaluation.

4-Pillar Audit

1. Labor Standards: Like the 2-Pillar of help survey, the pillar of the 4-Backing point audit ascertains work rules and guidelines, including working circumstances, wages, salaries and business practices.


2. Health and Safety: As in the 2-Pillar of help survey, the primary target of help computes prosperity and security in the work environment.


3. Environment: The third mark of help rotates around ecological supportability. This integrates assessing and surveying an affiliation’s impact on the environment, the board, energy usage and protection, and other normal assets.


4. Business Ethics:  The fourth mark of help will in general have greater business ethics. This can integrate and determine issues associated with corruption, clearing installments, straightforwardness, and moral business, taking everything into account, rehearses.


Key Features of Sedex 4 Pillar Audit:


1. Comprehensive: Covers a more extensive scope of moral and moral works on, including biological and business ethics.


2. Sustainability: Lines up with the advancement of sensibility and corporate societal position including improvement of a functioning environment for representatives and collaborators encouraging them.

Sedex Audit Process ?

The Sedex statement outline process unites an improvement of steps highlighted studying a connection’s moral, plus, careful fundamental ways of thinking in its store affiliation. Sedex (Supplier Ethical Data Exchange) gives a phase to sharing and getting to moral creation network data. The review connection consistently follows these general advances:

1. Membership and Registration: Affiliations searching for Sedex insistence audits regularly become Sedex people and register on the Sedex stage. This incorporates making a record besides giving basic connection information.

2. Scope Determination: Portray the level of the audit, including the specific workplaces or suppliers to be overviewed and the sort of survey (e.g., SMETA 2-Pillar or 4-Pillar).

3. Selecting Audit Firm: Pick a concentrate firm or an investigator supported by Sedex to work with the survey. The survey firm should have the decision to play out the specific kind of audit required.

4. Pre-Audit Preparation: Collaborate with the picked concentrate on the firm to anticipate the survey. This could solidify submitting head documentation, giving acknowledgment to basic workplaces.

5. On-Site Audit:  The survey covers locales like work rules, thriving and security, ordinary practices, and business ethics, dependent upon the picked concentrate on type.

6. Employee Interviews: During the on the spot study, evaluators could lead interviews with experts to assemble information about working conditions, security practices, and other huge core interests.

7. Document Review: The survey joins an examination of significant records, for instance, work plans, achievement and security records, and biological strategies.

8. Audit Findings: The outline firm joins exposures and prepares a report posting the perceptions, consistency levels, and any district that need improvement.

9. Corrective Action Plan: In the event that obstruction or locales for advancement are seen, the assessed connection is regularly expected to make and complete areas of strength for a need to choose these issues.

10. Audit Report Submission: The survey firm presents the last audit report to the assessed association. This report may likewise be moved to the Sedex permit stage, allowing straightforwardness and receptiveness to relevant partners.

11. Sharing Audit Data on Sedex Platform: The dissected association has the decision to share the outline data on the Sedex support stage, allowing other Sedex people and accomplices to get to fitting moral and social obligation information.

12. Continuous Improvement: Affiliations are asked to survey openings for reliable improvement, settling any apparent issues and refreshing their moral and careful key strategies.

What does legal4sure do as compliance partner in Sedex Smeta Audit?

Typically, consistency accomplices expect a fragment in aiding relationship in social gathering upstanding and consistency standards, including Sedex SMETA certification necessities. Their affiliations could include:

Supporting relationship in expecting Sedex SMETA confirmation surveys by exploring documentation, diagrams, and designs to ensure consistency with moral and social obligation rules.

Offering assistance during on the spot surveys, which could arrange sorting out with specialists, working with the audit cycle, and ensuring that the connection is thoroughly prepared for the evaluation.

Coordinating a raised overview of the connection’s documentation related with work standards, security, typical practices, and business ethics.

Aiding relationships in making solid movement arrangements to address any opposition issues clear during the review. This could unite proposing refreshes in strategies and practices.

Offering educational social events to trained professionals and the supervisors on moral and strong basic ways of managing work on their energy for consistency necessities.

Supporting affiliations administer and accumulate their documentation to ensure direct access during audits and to show consistence.

It’s important to directly contact Legal4Sure or check their official documentation to get precise and up-to-date information on the services they provide as a compliance partner in Sedex SMETA audits. Additionally, Sedex itself may provide information on recognized compliance partners on its platform or website.

Common sectors where Sedex SMETA audits are conducted include


Audits can be performed in manufacturing industries, including textiles, electronics, automotive, and other sectors involved in production processes.

Agriculture and Farming

For companies involved in agriculture, including those producing fruits, vegetables, or other crops, as well as companies in the livestock industry.

Food and Beverage

Audits are fitting to the food and grant industry, covering viewpoints like working conditions, sterilization, and natural practices.

Apparel and Textiles

Especially immense in the game plan business where worries about work practices, stock affiliation straightforwardness, and ordinary impact are gigantic.


Surveys can be guided in drug get-together to ensure consistency with moral and mindful business standards.

Retail and Consumer Goods

Relationships in the retail and client stock district could go through Sedex SMETA certification outlines to show moral getting practices.

Logistics and Transportation

For affiliations related with transportation and made factors, counting those obligated to further develop things through the stock affiliation.

Hospitality and

Particularly for companies in the hospitality sector to assess social and ethical responsibility in their supply chains.

Electronics and Technology

Companies in the electronics and technology industry may undergo audits to ensure ethical practices in their manufacturing processes.

Chemicals and Petrochemicals

Audits can be relevant for companies involved in the production of chemicals and petrochemical products.

Sedex SMETA Certification Document Requirements

The document requirements for Sedex SMETA (Sedex Members Ethical Trade Audit) certification typically involve providing evidence of the organization’s policies, procedures, and practices related to ethical and responsible business conduct. The specific documents needed may vary based on the type of audit (2-Pillar or 4-Pillar), the industry, and the individual circumstances of the organization. Here are common document requirements:


Ethical and Social Responsibility Policies

Requirement: Written policies outlining the organization’s commitment to ethical and responsible business practices.

Examples: Ethical sourcing policy, social responsibility policy, labor standards policy.


Employee Contracts and Records

Requirement: Copies of employment contracts, records of working hours, and employee-related documentation.

Examples: Employment contracts, time records, payroll records.


Health and Safety Policies and Records

Requirement: Documentation related to health and safety policies and records of safety measures in the workplace.

Examples: Health and safety policy, incident reports, safety training records.


Environmental Policies and Practices

Requirement: Documentation demonstrating the organization’s commitment to environmental sustainability.

Examples: Environmental policy, records of recycling practices, and energy consumption reports.


Business Ethics Documentation

Requirement: Evidence of adherence to ethical business practices and anti-corruption measures.


Examples: Anti-corruption policy, code of conduct, records of business ethics training.


Supplier Engagement and Monitoring

Requirement: Documentation showing how the organization engages with and monitors its suppliers.

Examples: Supplier code of conduct, records of supplier assessments, contracts with suppliers.


Training Records

Requirement: Records of training provided to employees on ethical practices, health and safety, and other relevant topics.

Examples: Training materials and attendance records.


Audit Records

Requirement: Records of previous ethical audits, corrective action plans, and evidence of improvements made.

Examples: Previous audit reports, corrective action plans and evidence of implemented changes.


Communication and Grievance Mechanisms

Requirement: Documentation related to communication channels and grievance mechanisms for employees.

Examples: Grievance procedures, communication logs, feedback records.


Continuous Improvement Plans

Requirement: Documentation outlining plans for continuous improvement in ethical and responsible practices.

Examples: Improvement plans, goals for sustainability.


Legal Compliance Documentation

Requirement: Evidence of compliance with relevant local and international laws and regulations.

Examples: Legal compliance certificates, regulatory documentation.

Organizations undergoing Sedex SMETA certification should work closely with the chosen audit firm to understand specific document requirements. Additionally, Sedex provides guidance and resources to support organizations in the certification process. The documentation serves as evidence of the organization’s commitment to ethical and responsible business practices and is crucial for the audit and certification process.

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The organization shall demonstrate compliance related to below mentioned requirements:-

  • The legal (Factory Act.)
  • Social (Policies, Procedures and related documents)
  • Health and Safety
  • Environmental
  • Social (Policies, Procedures and related documents)
  • Manufacturing units including sub-contractors
  • Service sector including Educational institutes, Hospitals and other service providers
  • Any other business units irrespective of nature of business, size and location

Following is the steps,

  • Submit a self-evaluation form: All applicants are required to complete a self-evaluation form before we begin with our Sedex Compliance Audit. Forms are filled out by the sites to be audited.
  • Conduct a Social Compliance Audit on site: Our auditors visit the sites to be audited. An auditing team assesses the extent to which your social management documentation meets the Social Responsible Audit criteria. The duration of any given audit depends on the number of employees and locations.
  • Issue a report and CAPR: Once the Sedex Compliance Audit is done, our auditors create a corrective action plan for you along with a detailed audit report (Sedex Responsible Audit Report & CAPR) which you can now upload to the Sedex Compliance Audit database.

The different types of Sedex Compliance Audit membership reflect the different types of organizations in global supply chains.

  • Buyer (A) membership is for organizations that only wish to view and run reports on their supply chain. Membership fees are determined by annual sales turnover.
  • Buver/Supplier (AB) membership is for organizations that wish to view and run reports on their supply chain and share information with their customers. Membership fees are determined by annual sales turnover.
  • Supplier (B) membership is for organizations that wish to share information with their customers.

This Certification is valid for 3 years.

Supplier Ethical Data Exchange is an online system that allows suppliers to keep track of ethical and responsible business practices and communicate that information with their customers.

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